1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Jonathan Honig
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o
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(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES
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5
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SOLE VOTING POWER
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763,112 (1)
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BENEFICIALLY OWNED BY
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6
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SHARED VOTING POWER
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EACH REPORTING
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7
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SOLE DISPOSITIVE POWER
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763,112 (1)
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PERSON WITH:
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8
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SHARED DISPOSITIVE POWER
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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763,112 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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9.99% (based on 7,638,759 shares of common stock outstanding as of September 19, 2016, assuming sale of 2,962,963 shares in public offering commenced on September 16, 2016)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(1)
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Includes (1) 740,741 shares of common stock and (ii) 22,371 shares of common stock issuable upon conversion of 22,371 shares of Series C Convertible Preferred Stock. Does not include 114,252 shares of common stock issuable upon conversion of 114,252 shares of Series C Convertible Preferred Stock due to a blocker that prevents conversion of the Series C Convertible Preferred Stock if such conversion would result in the holder’s beneficial ownership being in excess of 9.99% of the total outstanding shares of common stock.
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(a)
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Amount beneficially owned: 763,112
(1)
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(b)
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Percent of class: 9.99% (based on 7,638,759 shares of common stock outstanding as of September 19, 2016, assuming sale of 2,962,963 shares in public offering commenced on September 16, 2016))
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 763,112 (1)
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(ii)
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Shared power to vote or to direct the vote:0
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(iii)
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Sole power to dispose or to direct the disposition of: 763,112 (1)
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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(1)
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Includes (1) 740,741 shares of common stock and (ii) 22,371 shares of common stock issuable upon conversion of 22,371 shares of Series C Convertible Preferred Stock. Does not include 114,252 shares of common stock issuable upon conversion of 114,252 shares of Series C Convertible Preferred Stock due to a blocker that prevents conversion of the Series C Convertible Preferred Stock if such conversion would result in the holder’s beneficial ownership being in excess of 9.99% of the total outstanding shares of common stock.
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Date: September 19, 2016
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By:
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/s/ Jonathan Honig | |
Jonathan Honig
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